| State |
Securities Division Websites |
Securities Acts |
Securities Codes/Rules/Regulations |
| Alabama |
Alabama Securities Commission |
Alabama Securities Act |
Alabama Administrative Code |
| Alaska |
Alaska Division of Banking & Securities |
Alaska Securities Ac t |
Alaska Administrative Code |
| Arizona – ACC |
Arizona Securities Division |
Arizona Securities Act |
Arizona Administrative Code |
| Arkansas |
Arkansas Securities Department |
Arkansas Securities Act |
Rules of the Arkansas Securities Commissioner |
| California |
California Division of Corporations |
California Corporate Securities Law |
California Code of Regulations |
| Colorado |
Colorado Division of Securities |
Colorado Securities Act |
Rules Under the Colorado Securities Act |
| Connecticut |
Connecticut Securities and Business Investment Division |
Connecticut Uniform Securities Act |
Connecticut Securities Regulation |
| Delaware |
Delaware Justice Division of Securities |
Delaware Securities Act |
Rules Pursuand to the Delaware Securities Act |
| District of Columbia |
District of Columbia Securities Law and Regulation |
DC Official Code |
DC Municipal Regulations |
| Florida |
Florida Division of Securities |
Florida Securities Act |
Florida Administrative Code |
| Georgia |
Georgia Securities Division |
Georgia Uniform Securities Act |
Georgia Rules and Regulations |
| Hawaii |
Hawaii Securities Division |
Hawaii Uniform Securities Act |
Hawaii Administrative Rules |
| Idaho |
Idaho Securities Bureau |
Idaho Uniform Securities Act |
Rules Pursuant to the Idaho Uniform Securities Act |
| Illinois |
Illinois Securities Department |
Illinois Securities Law |
Rules and Regulations Under the Illinois Securities Law |
| Indiana |
Indiana Securities Division |
Indiana Uniform Securities Act |
Indiana Administrative Code |
| Iowa |
Iowa Securities Bureau |
Iowa Uniform Securities Act |
Iowa Administrative Code |
| Kansas |
Kansas Securities Commission |
Kansas Uniform Securities Act |
Kansas Securities Regulation |
| Kentucky |
Kentucky Division of Securities |
Kentucky Securities Act |
Kentucky Administrative Regulations |
| Louisiana |
Louisiana Securities Commission |
Louisiana Securities Law |
Louisiana Administrative Code |
| Maine |
Maine Office of Securities |
Maine Uniform Securities Act |
Maine Office of Securities Rules |
| Maryland |
Maryland Division of Securities |
Maryland Securities Act |
Maryland General Administrative Regdulation |
| Massachusetts |
Massachusetts Securities Division |
Massachusetts Uniform Securities Act |
Code of Massachusetts Regulations |
| Michigan |
Michigan Division of Securities |
Michigan Uniform Securities Act |
Michigan Securities Administrative Rules |
| Minnesota |
Minnesota Department of Commerce |
Minnesota Securities Act |
Minnesota Administrative Rules |
| Mississippi |
Mississippi Enforcement Division |
Mississippi Securities Act |
Mississippi Securities Act Rules |
| Missouri |
Missouri Securities Division |
Missouri Uniform Securities Act |
Missouri Code of State Regulations |
| Montana |
Montana Securities Department |
Securities Act of Montana |
Administrative Rules of Montana |
| Nebraska |
Nebraska Securities Bureau |
Nebraska Securities Act |
Nebraska Administrative Code |
| Nevada |
Nevada Securities Division |
Nevada Uniform Securities Act |
Nevada Administrative Code |
| New Hampshire |
New Hampshire Bureau of Securities |
New Hampshire Uniform Securities Act |
|
| New Jersey |
New Jersey Bureau of Securities |
New Jersey Uniform Securities Law |
New Jersey Administrative Code |
| New Mexico |
New Mexico Securities Division |
New Mexico Uniform Securities Act |
New Mexico Securities Rules |
| New York |
New York Securities Bureau |
New York General Business Law |
Constitution of New York |
| North Carolina |
North Carolina Securities Division |
North Carolina Securities Act |
North Carolina Administrative Rules |
| North Dakota |
North Dakota Securities Commission |
North Dakota Securities Act |
North Dakota Administrative Code |
| Ohio |
Ohio Division of Securities |
Ohio Securities Act |
Ohio Administrative Code |
| Oklahoma |
Oklahoma Department of Securities |
Oklahoma Uniform Securities Act |
Rules of the Oklahoma Securities Commission |
| Oregon |
Oregon Department of Securities |
Oregon Securities Law |
Oregon Administrative Rules |
| Pennsylvania |
Pennsylvania Securities Commission |
Pennsylvania Securities Act |
Pennsylvania Securities Regulations |
| Rhode Island |
Rhode Island Department of Business Regulation |
Rhode Island Uniform Securities Act |
Rhode Island Rules and Regulations |
| South Carolina |
South Carolina Securities Division |
South Carolina Uniform Securities Act |
South Carolina Code of Regulation |
| South Dakota |
South Dakota Division of Securities |
South Dakota Uniform Securities Act |
South Dakota Administrative Rules |
| Tennessee |
Tennessee Securities Division |
Tennessee Securities Act |
Tennessee Securities Rules |
| Texas |
Texas State Securities Board |
Texas Securities Act |
Texas Administrative Code |
| Utah |
Utah Division of Securities |
Utah Uniform Securities Act |
Utah Administrative Code |
| Vermont |
Vermont Department of Securities |
Vermont Securities Act |
Vermont Securities Regulations |
| Virginia |
Virginia Division of Securities |
Virginia Securities Act |
Virginia Securities Rules and Regulations |
| Washington |
Washington Securities Division |
Securities Act of Washington |
Washington Securities Rules |
| West Virginia |
West Virginia Securities Division |
West Virginia Uniform Securities Act |
West Virginia Administrative Laws |
| Wisconsin |
Wisconsin Division of Securities |
Wisconsin Uniform Securities Act |
Wisconsin Administrative Securities Code |
| Wyoming |
Wyoming Securities Division |
Wyoming Uniform Securities Act |
Wyoming Administrative Rules |
| U.S Securities and Exchange Commission |
U.S Securities and Exchange Commission |
Securities Act of 1933 |
|
| U.S Securities and Exchange Commission |
|
Securities Exchange Act of 1934 |
|
| U.S Securities and Exchange Commission |
|
Rules and Regulations |
|
| U.S Securities and Exchange Commission |
|
Sarbanes-Oxley Act of 2002 |
|
| U.S Securities and Exchange Commission |
|
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 |
|
| U.S Securities and Exchange Commission |
|
Jump Start Our Business Startups Act 2012 (JOBS Act) |
|
| U.S Securities and Exchange Commission |
|
Investment Advisors Act of 1940 |
|
| U.S Securities and Exchange Commission |
|
Investment Company Act of 1940 |
|
